INTERNAL AUDIT SERVICES
Battelle & Battelle LLP understands the challenges many organizations face with meeting governance, risk, and compliance goals while maintaining costs. We can assist your company by using a systematic methodology for analyzing business processes, procedures and activities with the goal of highlighting organizational problems and recommending solutions.
Depository Financial Institutions (DFI)
Community banks and credit unions face the same challenges as larger DFIs. Our financial institution practice group is dedicated to understanding and assisting clients to navigate the sea of regulations, threats, and issues facing DFIs today. Our approach considers the operational, financial, and compliance risks identified by the Federal Financial Institutions Examination Council (FFIEC).
Battelle & Battelle provides these services to assist DFIs in the following areas:
- Outsourced Internal Audit Services
- Gramm-Leach-Bliley Act (GLBA), FFIEC Exam Rules, National Credit Union (NCUA) Rules Assessments
- Risk Assessments
- National ACH Association Automated Clearing House Audits
- Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Assessments
- Internal investigations and inquiries
- Integrated IT Audits for DFIs
Public Companies (Sarbanes-Oxley Act Section 404)
As a PCAOB registered public accounting firm, we have experience designing and evaluating the effectiveness of internal controls. Our team consists of accounting, business management, and IT technologists with extensive experience both implementing and assessing the effectiveness of internal controls. We also have expertise in business processing management, including 6-Sigma and other quality systems. We are sensitive to the challenges faced by small public companies and can provide realistic and achievable solutions to meet internal control objectives for non-accelerated filers.
